Broker Check
Steve Caruso *

Steve Caruso *

Director of Compliance & Supervision

Steve joined Centra Financial Group in 2012 after having worked with national broker/dealers both in New York and California as a senior trading, operations and compliance representative.

Steve is a graduate of California State University Fullerton and has served as a US Army Officer. In his spare time, he enjoys martial arts training, reading history and spending time with family.

In addition to his Compliance Specialist role he also has responsibilities for the training and on boarding of new registered representatives to Centra Financial Group.

Steve is a registered representative of HTK, holds a Series 7, 24, 53, 57, 63 and 65, and is insurance and securities licensed in the states of New York and California.

 

CA Insurance License #0B50838